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What is a SOC 2 Audit?

SOC 2 Audits are regulated by the American Institute of Certified Public Accountants (AICPA) and can only be performed by a licensed Certified Public Accountants (CPAs).

The audit report provides a service organization's clients with documentation outlining their systems and controls over client information and data.

Who needs a SOC 2 Audit?

Organizations providing financial services such as banking, investment, insurance or cloud service providers providing SaaS  and others that store client information in the cloud require a SOC 2 reports to demonstrate how well they safeguard their clients’ data.

A SOC 2 report proves a client's data is protected and kept private from unauthorized users.

Why work with Us?

We are licensed CPAs with our associates holding certifications like CISSP and CISA to help you maintain SOC 2 compliance.

Our audits and audit readiness engagements are delivered with an intuitive online diagnostic assessment toolkit which streamlines the audit process and incorporates multiple information security and data protection frameworks.

Our SOC 2 Audit Process

The SOC 2 audit process consists of the following phases:

  • Gap Assessment
  • Remediation Recommendations or Observations
  • SOC 2 Report

Other Relevant Information

Engagement Fee

Our engagement fee is determined by the complexity and size of each audit engagement.
We will provide you with an estimate after completing our  initial assessment.

Engagement Timelines

A typical SOC 2 audit engagement is completed between
8 to 12 weeks.

SOC 2 Readiness Assessment or Remediation Services

Readiness Assessment
There may be times when you have already engaged another firm for your SOC 2 Audit but would like to avoid surprises during the Audit.

Our readiness assessment service will perform a pre SOC Audit to help identify GAPS and provide remediation recommendations.

Remediation Services
We offer remediation services when you have already undergone a SOC 2 Audit engagement and require some outside help to remediate recommendations or observations from the Audit.

Data Protection Audit and Consulting

Data Protection is no longer just  a matter of common-sense business practice, it is now a legal requirement in most jurisdictions.

Our suite of Data Protection Compliance solutions include:

  • An annual Data Privacy compliance audit.
  • Data Privacy compliance documentation review (policies and procedures)
  • DPO as A Service : A dedicated data protection officer, available for unlimited consultation including liaison with the relevant supervisory authority on all data protection matters
  • Hands-on support with creating and maintaining your personal data protection software register.
  • Facilitating staff awareness training
  • Advice on handling DSARs (data subject access requests)
  • Advice on handling DPIAs (data protection impact assessments)

AML Independent Review Services

Our KYC/AML regulatory compliance service provides an independent review for your organization to validate compliance with relevant regulatory requirements for the jurisdictions you operate in.

Key activities include

  • Independent AML auditing (traditional, risk based and/or artificial intelligence)
  • Quality assurance & quarterly independent testing
  • Machine learning analytics project management services

Download Program Brochure

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